The social history of law as a factor of the rule of law

Available in Russian

Price 150 Rub.

Authors: Dmitry Poldnikov, Yuriy Fogelson

DOI: 10.21128/1812-7126-2021-2-59-93

Keywords: comparative socio-legal history; law of judges; law of the authorities; learned law; rule of law; social norm

Abstract

The rule of law, understood as ideology and legal rules, is believed to be a competitive advantage of Western civilization, supporting its sustainable development. Yet it can also be viewed as a social norm of citizens who respect the law and follow its commands. How does this social norm emerge in different societies? This question must be answered through the social history of the law in Western and non-Western societies from a comparative perspective. This paper outlines the main features of comparative socio-legal history and tests it on some significant historical examples. In the first part of the article, the authors propose a functional classification of legal systems into three ideal Weberian types–the law of judges, learned law, and the law of the authorities. It allows us to consider the origin of the social norm of the rule of law. In the second part of the article, the authors trace the transition from the ideal types to natural legal systems and identify the factors that determine the stability of the social norm of the rule of law where it originated. In the final part of the article, the authors conclude that, first, the social norm of the rule of law emerged in the societies where the law had been treated either as a means of resolving disputes (the law of judges) or as the rules of fair, correct conduct (learned law), for example, the Roman Republic, medieval England, continental Europe, and the Ottoman Empire. Secondly, the stability of the social norm of the rule of law seems to be explained by a “triangle” of factors, namely: 1) political competition where all participants understand the inevitability of compromise on the basis of the law, 2) law which is suitable for finding a compromise due to its internal merits, 3) a professional community of jurists who develop and apply law independently of the administration. Such a triangle is possible in any society where the law of judges or learned law prevails and where the majority of participants in the political process are ready to compromise based on the current law.

About the authors: Dmitry Poldnikov – Doctor of Sciences in Law, Professor of Legal History, Department of General and Inter-Branch Legal Disciplines, Faculty of Law, Higher School of Economics, Moscow, Russia; Yuriy Fogelson – Doctor of Sciences in Law, Research Professor, School of Legal Regulation of Business, Faculty of Law, Higher School of Economics, Moscow, Russia.

Citation: Poldnikov D., Fogelson Yu. (2021) Sotsial’naya istoriya prava kak faktor verkhovenstva prava [The social history of law as a factor of the rule of law]. Sravnitel’noe konstitutsionnoe obozrenie, vol. 30, no. 2, pp. 59–93. (In Russian).

References

(1999) Antologiya mirovoy pravovoy mysli. Tom 1 [Anthology of world legal thought. vol. 1], in 5 vols., L.R.Syukiyaynen (transl.), Moscow: Mysl’. (In Russian).

Acemoglu D., Jackson M.O. (2017) Social Norms and the Enforcement of Laws. Journal of the European Economic Association, vol. 15, no. 2, pp. 245–295.

Al-Khushani M. (1992) Kniga o sud’yakh [Judges of Cordoba], K.A.Boyko (transl.), Moscow: Nauka. (In Russian).

Ayoub S.A. (2019) Law, Empire, and the Sultan: Ottoman Imperial Authority and Late Hanafi Jurisprudence, New York; Oxford: Oxford University Press.

Barlova Yu.E. (2009) Sistema sotsial’noy pomoshchi v Anglii XVII – pervoy poloviny XIX vv. i konstruirovanie narrativov o “starom zakonodatel’stve o bednykh” [The social assistance system in England of XVII – first half of XIX centuries and the construction of narratives about the “old legislation on the poor”]. Dialog so vremenem. Al’manakh intellektual’noy istorii, no. 28, pp. 297–318. (In Russian).

Belyaev I.D. (2011) Lektsii po istorii russkogo zakonodatel’stva [Lectures on the history of Russian legislation], O.A.Platonov (ed.), Moscow: Institut russkoy tsivilizatsii. (In Russian).

Bentham J. (2015) Printsipy zakonodatel’stva. O vliyanii usloviy vremeni i mesta na zakono­datel’stva. Rukovodstvo po politicheskoy ekonomii [Principles of legislation. On the influence of the conditions of time and place on legislation. Guide to political economy], Moscow: Librokom. (In Russian).

Berman G.J. (1998) Zapadnaya traditsiya prava: epokha formirovaniya [Western tradition of law: the era of formation], 2nd ed., Moscow: Izdatel’stvo Moskovskogo gosudarstvennogo universiteta: Izdatel’skaya gruppa INFRA-M–NORMA. (In Russian).

Blinov I.A. (1914) Sudebnyy stroy i sudebnye poryadki pered reformoy 1864 goda [Judicial system and court orders before the reform of 1864]. In: Sudebnye ustavy 20 noyabrya 1864 g. za pyat’desyat let: istoriko-yuridicheskiy ocherk. Tom 1 [Judicial charters November 20, 1864 in fifty years: a historical and legal sketch. vol. 1], Petrograd: Senatskaya tipografiya, pp. 3–101. (In Russian).

Bodde D. (1967) China’s First Unifier: A Study of the Ch’in Dynasty as Seen in the Life of Li Ssŭ (280?–208 BC), Hongkong: Hongkong University Press.

Borisova T., Burbank J. (2018) Russia’s Legal Trajectories. Kritika: Explorations in Russian and Eurasian History, vol. 19, no. 3, pp. 469–508.

Bourdieu P. (2005) Vlast’ prava: osnovy sotsiologii yuridicheskogo polya [The force of law: toward a sociology of the juridical field]. In: Bourdieu P. Sotsial’noe prostranstvo: polya i praktiki [Social space: fields and practices], Moscow: Institut eksperemental’noy sotsiologii; Saint-Petersburg: Aleteyya. P.75–128. (In Russian).

Bromhed P. (1978) Evolyutsiya britanskoy konstitutsii [Evolution of the British constitution], D.P.Karpova, E.N.Lisitsyna (transl.), Moscow: Yuridicheskaya literatura. (In Russian).

Brunner G. (1996) Rechtskultur in Osteuropa: Das Problem der Kulturgrenzen. In: Brunner G. (ed.) Politische und ökonomische Transformation in Osteuropa, Berlin: Berlin Verlag Arno Spitz, pp. 91–112.

Carbasse J.-M. (2014) Histoire du droit pénal et de la justice criminelle, 3rd ed, Paris: Presses Universitaires de France.

Chaline O. (2015) La pratique des remontrances au XVIIIe siècle – Paris, Rouen, Rennes. Annales de Bretagne et des Pays de l’Ouest, no. 122–3, pp. 89–105.

Chechulin N.D. (ed.) (1907) Nakaz imperatritsy Ekateriny II, dannyy Komissii o sochinenii proekta Novogo ulozheniya [Instruction of Empress Catherine II, given to the Commission on the compilation of a draft of the New Establishment], Saint-Petersburg: Tipografiya Akademii nauk. (In Russian).

Cherepnin L.V. (ed.) (1955) Pamyatniki russkogo prava. Vypusk 3: Pamyatniki russkogo prava perioda obrazovaniya russkogo tsentralizovannogo gosudarstva: XIV–XV vv. [Monuments of Russian law. Issue 3: Monuments of Russian law during the formation of the Russian centralized state: XIV–XV centuries], Moscow: Gosyurizdat. (In Russian).

Cherepnin L.V. (ed.) (1956) Pamyatniki russkogo prava. Vypusk 4: Pamyatniki russkogo prava perioda obrazovaniya russkogo tsentralizovannogo gosudarstva: XIV–XV vv. [Monuments of Russian law. Issue 4: Monuments of Russian law during the formation of the Russian centralized state: XIV–XV centuries], Moscow: Gosyurizdat. (In Russian).

Churchill W. (2012) Istoriya angloyazychnykh narodov. Tom 2 [A history of the English-speaking peoples. vol. 2], in 4 vols., O.B.Michkovskiy (transl.), Ekaterinburg: Gonzo, 2012. (In Russian).

Coulson N.J. (1969) Conflicts and Tensions in Islamic Jurisprudence, Chicago, IL; London: University of Chicago Press.

David R., Joffre-Spinozi K. (1996) Osnovnye pravovye sistemy sovremennosti [Basic legal systems of modernity], V.A.Tumanova (transl.), Moscow: Mezhdunarodnye otnosheniya. (In Russian).

Dawson J.P. (1968) The Oracles of the Law, Ann Arbor, MI: The University of Michigan.

De Ridder-Symoens H., Rüegg W. (eds.) (2003) A History of the University in Europe. vol. 1: Universities in the Middle Ages, New York, Cambridge: Cambridge University Press.

Dicey A.W. (1905) Osnovy gosudarstvennogo prava Anglii: Vvedenie v izuchenie angliyskoy Konstitutsii [Introduction to the study of the law of the constitution], P.G.Vinogradov (ed.), Moscow: Tipografiya Tovarishchestva I.D.Sytina i Ko. (In Russian).

Druzhinin N.P. (1897) Yuridicheskoe polozhenie krest’yan: issledovanie [The legal status of peasants: a research], Saint-Petersburg: Tipografiya M.Merkusheva. (In Russian).

Engelmann W. (1938) Die Wiedergeburt der Rechtskultur in Italien durch die wissenschaftliche Lehre, Leipzig: Koehler.

Feldbrugge F. (2007) The Rule of Law in Russia in a European Context. In: Feldbrugge F (ed.) Russia, Europe, and the Rule of Law, Leiden; Boston, MA: Martinus Nijhoff Publishers, pp. 203–216.

Filips A.A.B. (2012) Evolyutsiya fikkha. Islamskiy zakon i mazkhaby [Evolution of Fiqh], T.Goncharova (transl.), Moscow, Umma. (In Russian).

Flammermont J. (ed.) (1888–1898) Remontrances du Parlement de Paris au XVIIIe siècle, recueil de remontrances en 8 vol. Paris. Available at: https://gallica.bnf.fr/services/engine/search/sru?operation=searchRetrieve&version=1.2&collapsing=disabled&rk=21459;2&query=%28gallica%20all%20%22Remontrances%20du%20Parlement%20de%20Paris%20au%20XVIIIe%20si%C3%A8cle%2C%20recueil%20de%20remontrances%20en%208%20vol%22%29%20and%20dc.relation%20all%20%22cb375685222%22 (accessed: 30.03.2021).

Fogelson Yu.B. (2020) Model’ rossiyskogo “homo legalis” i ustoychivost’ poryadka, osnovannogo na verkhovenstve prava [Model of Russian “homo legalis” and stability of the order based on the rule of law]. Trudy Instituta gosudarstva i prava Rossiyskoy akademii nauk, no. 4, pp. 81–108. (In Russian).

Gechevich L.V. (1861) Pozemel’nyy kredit i zemskie banki [Land loan and zemstvo banks]. Russkiy vestnik, no. 5, pp. 241–307. (In Russian).

Gerber H. (1994) State, Society, and Law in Islam: Ottoman Law in Comparative Perspective, Albany, NY: State University of New York Press.

Gessen V.M. (1915) O sudebnoy vlasti [On the judiciary]. In: Davydov N.V., Polyanskiy N.N. (eds.) Sudebnaya reforma. Tom 1 [The judicial reform. vol. 1], Moscow: Ob’edinenie, pp. 1–15. (In Russian).

Gutnova E.V. (1986) Angliyskoe obshchee pravo i krest’yanstvo v teorii i na praktike (XII–XIV vv.). Srednie veka, no. 49, pp. 26–40. (In Russian).

Hart G.L.A. (2007) Ponyatie prava [The concept of law], E.V.Afonasina, S.V.Moiseeva (transl.), Saint-Petersburg: Izdatel’stvo Sank-Peterburgskogo gosudarstvennogo universiteta. (In Russian).

Hendley K. (2012) Varieties of Legal Dualism: Making Sense of the Role of Law in Contemporary Russia. Wisconsin International Law Journal, vol. 29, no. 2, pp. 233–262.

Horn N. (1973) Die legistische Literatur der Kommentatoren und der Ausbreitung des gelehrten Rechts. In: Coing H. (ed.) Handbuch der Quellen und Literatur der neueren Europäischen Privatrechtsgeschichte. Bd.1: Mittelalter (1100–1500). Die gelehrten Rechte und die Gesetzgebung, München: Beck, pp. 261–364.

Itzkowitz N. (2008) Ottoman Empire and Islamic Tradition, Chicago, IL: University of Chicago Press.

Jennings R.C. (1979) Limitations of the Judicial Powers of the Kadi in 17th c. Ottoman Kayseri. Studia Islamica, no. 50, pp. 151–184.

Khatunov S.Yu. (ed.) (2016) Traktat o zakonakh i obychayakh korolevstva Angliyskogo, kotoryy nazyvaetsya Glenvilevskim [Treatise on the laws and customs of the Kingdom of England known as Glanvill treatise], S.Yu.Khatunov (transl.), Moscow; Berlin: Direkt-Media. (In Russian).

Kischel U. (2019) Comparative Law, New York; Oxford: Oxford University Press.

Klyuchevskiy V.O. (1988) Sochineniya. Tom 3 [Works. vol. 3], in 9 vols., V.L.Yanin (ed.), Moscow: Mysl’. (In Russian).

Klyuchevskiy V.O. (1989) Sochineniya. Tom 4 [Works. vol. 4], in 9 vols., V.L.Yanin (ed.), Moscow: Mysl’. (In Russian).

Koni A.F. (1966) Sobranie sochineniy. Tom 2 [Collected works. vol. 2], in 8 vols., Moscow: Yuridicheskaya literatura. (In Russian).

Korelin A.P. (1979) Dvoryanstvo v poreformennoy Rossii 1861–1904 gg. [Nobility in post-reform Russia of 1861–1904], Moscow: Nauka. (In Russian).

Krist K. (1997) Istoriya vremen rimskikh imperatorov ot Avgusta do Konstantina. Tom 1 [History of the times of the Roman emperors from Augustus to Constantine. vol. 1], in 2 vols., Rostov-on-Don: Feniks. (In Russian).

Krynen J. (2009) L’État de justice. France, XIIIe–XXe siècle. T.1: L’idéologie de la magistrature ancienne, Paris: Gallimard.

Kulomzin A.N. (1914) Dmitriy Nikolaevich Zamyatnin: biograficheskiy ocherk [Dmitry Nikolaevich Zamyatnin: a biographical sketch], Petrograd: Senatskaya tipografiya. (In Russian).

Kuril’ski-Ozhven Sh., Arutyunyan M.Yu., Zdravomyslova O.M. (1996) Obrazy prava v Rossii i Frantsii [Images of law in Russia and France], Moscow: Aspekt Press. (In Russian).

Leonard E.M. (1900) The Early History of English Poor Relief, Cambridge: Cambridge University Press.

Licht A.N. (2008) Social Norms and the Law: Why Peoples Obey the Law. Review of Law & Economics, vol. 4, no. 3, pp. 715–750.

Lysenko O.L. (2013) Kutyumy Bovezi v sisteme istochnikov prava srednevekovoy Frantsii XIII v. [Kutyumy Bovezi in the system of sources of law in medieval France in the XIII century]. Vestnik Moskovskogo universiteta. Seriya 11. Pravo, no. 1, pp. 62–86. (In Russian).

Maitland F.W. (1910) Equity, Also the Forms of Action at Common Law, Cambridge: Cambridge University Press.

Malyavin V.V. (2000) Kitayskaya tsivilizatsiya [Chinese civilization], Moscow: AST. (In Russian).

Martines Martines F. (2005) Kogda Evropa byla edinoy. Obshchee pravo, stil’ ital’yanskiy, stil’ frantsuz­skiy i kastil’skoe prilozhenie. Drevnee pravo, no. 2, pp. 143–163. (In Russian).

McAleavy H. (1968) Chinese Law. In: Derrett J.M.D. (ed.) Introduction to Legal Systems, London: Sweet & Maxwell, pp. 105–130.

Mitrofanov V.P. (2017) Agrarnoe zakonodatel’stvo Elizavety Tyudor i pervykh Styuartov [Agrarian legislation of Elizabeth Tudor and the first Stuarts]. Available at: https://em-england.ru/articles/economy/a01 (accessed: 30.03.2021). (In Russian).

Mommsen T. (2005) Istoriya Rima. Tom 1 [History of Rome. vol. 1], 2nd ed., Saint-Petersburg: Nauka. (In Russian).

Müßig U. (2019) Reason and Fairness: Constituting Justice in Europe, From Medieval Canon Law to ECHR, Boston, MA; Leiden: Brill Nijhoff.

Nol’de A.E. (1914) Otnosheniya mezhdu sudebnoy i administrativnoy vlastyami i sud’ba osnovnykh nachal Sudebnykh Ustavov v pozdneyshem zakonodatel’stve [The relationship between the judicial and administrative authorities and the fate of the main principles of the Judicial Charters in later legislation]. In: Sudebnye ustavy 20 noyabrya 1864 g. za pyat’desyat let: istoriko-yuridicheskiy ocherk. Tom 2 [Judicial charters November 20, 1864 in fifty years: historical and legal sketch. vol. 2], Petrograd: Senatskaya tipografiya, pp. 481–706. (In Russian).

Nußberger A. (1998) Die Frage nach dem tertium comparationis: Zu den Schwierigkeiten einer rechtsvergleichenden Analyse des russischen Rechts. Recht in Ost und West, vol. 42, no. 3, pp. 81–88.

Padoa-Schioppa A. (2017) A History of Law in Europe: From the Early Middle Ages to the Twentieth Century, Cambridge: Cambridge University Press.

Pashennyy N.L. (1967) Imperatorskoe Uchilishche pravovedeniya i pravovedy v gody mira, voyny i smuty [Imperial school of jurisprudence and jurists in the years of peace, war and troubles.], Mad­rid: Izdanie Komiteta Pravovedskoy kassy. (In Russian).

Perelomov L.S. (1981) Konfutsianstvo i legizm v politicheskoy istorii Kitaya [Confucianism and legalism in the political history of China], Moscow: Nauka. (In Russian).

Petrushevskiy D.M. (1936) Pamyatniki istorii Anglii v XI–XIII vv. Russkiy i latinskiy teksty Velikoy khartii vol’nostey i drugie dokumenty [Monuments of the history of England in the XI–XIII centuries. Russian and Latin texts of the Magna Carta and other documents], Moscow: Sotsekgiz. (In Russian).

Pines Yu., von Falkenhausen L., Shelach G., Yates R.D.S. (eds.) (2014) Birth of an Empire: The State of Qin Revisited, Berkeley, CA; Los Angeles, CA; London: University of California Press.

Pitstsi U. (2019) Sudoproizvodstvo bez istiny. Pochemu nasha sistema ugolovnogo sudoproizvodstva stala dorogoy oshibkoy i chto nam neobkhodimo sdelat’, chtoby vosstanovit’ ee [Trials without truth: why our system of criminal trials has become an expensive failure and what we need to do to rebuild it], D.A.Pechegin (transl.), Moscow: Infotropik. (In Russian).

Pollock F., Maitland F.W. (1899) The History of English Law Before the Time of Edward I. vol. 1, 2nd ed., Cambridge: Cambridge University Press.

Printts N.G. (1894) Sluchaynosti, vliyavshie na sudebnoe preobrazovanie 1864 goda. Zhurnal Mini­sterstva yustitsii, no. 12, pp. 1–26. (In Russian).

Rosen L. (1989) The Anthropology of Justice: Law as Culture in Islamic Society, Cambridge: Cambridge University Press.

Savin A.N. (2012) Angliyskaya derevnya v epokhu Tyudorov [English village in the Tudor era], 2nd ed., Moscow: Librokom. (In Russian).

Schacht J. (1986) An Introduction to Islamic Law, Oxford: Clarendon Press.

Sergeev V.S. (1938) Ocherki po istorii Drevnego Rima [Essays on the history of Ancient Rome], in 2 parts, Moscow: Sotsekgiz. (In Russian).

Shatkovskaya T.V. (2000) Pravovoy byt rossiyskikh krest’yan vtoroy poloviny XIX veka: Dis. … kand. istor. nauk [Legal life of Russian peasants in the second half of the 19th century: cand. in historical sci. diss.], Rostov-on-Don. (In Russian).

Tenishev V.V. (2011) Pravosudie v russkom krest’yanskom bytu [Justice in Russian peasant life], 2nd ed., Moscow: Librokom. (In Russian).

Thireau J.-L. (1980) Charles du Moulin, 1500–1566: étude sur les sources, la méthode, les idées politiques et économiques d’un juriste de la Renaissance, Genève: Librairie Droz.

Tiraspol’skiy G.I. (2010) Rimskie zakony (pred’yustinianskaya epokha): slovar’-spravochnik [Roman laws (pre-Justinian era): a dictionary and reference book], Moscow: Flinta: Nauka. (In Russian).

Tomsinov V.A. (1992) Razvitie yurisprudentsii v Rossii [Development of jurisprudence in Russia]. In: Skripilev E.A. (ed.) Razvitie russkogo prava vtoroy poloviny XVII–XVIII vv. [Development of Russian law in the second half of the XVII–XVIII centuries], Moscow: Nauka, pp. 51–64. (In Russian).

Trevelyan G.M. (1959) Sotsial’naya istoriya Anglii. Obzor shesti stoletiy ot Chosera do korolevy Viktorii [English social history. A survey of six centuries: Chaucer to Queen Victoria], A.A.Krushin­skaya (transl.), Moscow: Inostrannaya literatura. (In Russian).

Tsafrir N. (2004) The History of an Islamic School of Law: The Early Spread of Hanafism, London; Cambridge, MA: Harvard University Press.

Wortman R.S. (2004) Vlastiteli i sudii: Razvitie pravovogo soznaniya v imperatorskoy Rossii [The development of a Russian legal consciousness], M.D.Dolbilov, F.L.Sevast’yanov (transl.), Moscow: Novoe literaturnoe obozrenie. (In Russian).

Utchenko S.L. (ed.) (1962) Khrestomatiya po istorii Drevnego Rima [Anthology on the history of ancient Rome], Moscow: Sotsekgiz. (In Russian).

Uvarov P.Yu. (2017) Pod svodami Dvortsa pravosudiya. Sem’ yuridicheskikh kolliziy vo Frantsii XVI veka [Under the arches of the Palace of Justice. Seven legal conflicts in XVI century France], Moscow: Novoe literaturnoe obozrenie. (In Russian).

Vagabov M.V. (2010) Ob’ektivnye usloviya i sub’ektivnye faktory vozniknoveniya islama [Objective conditions and subjective factors of the emergence of Islam]. Islamovedenie, no. 1, pp. 4–17. (In Russian).

Van Caenegem R.C. (1973) The Birth of the English Common Law, Cambridge: Cambridge University Press.

Vinokurova M.V. (2004) Mir angliyskogo manora (na materialakh zemel’nykh opisey grafstv Lankashir i Uiltshir vtoroy poloviny XVI – pervoy treti XVII vv.) [The world of English manor (based on the study of Lancashire and Wiltshire land extents from the latter XVI to early XVII century], Moscow: Nauka. (In Russian).

Weber M. (1990) Izbrannye proizvedeniya [Selected writings], Yu.N.Davydov (transl.), Moscow: Progress, 1990. (In Russian).

Weiss B.G. (2008) Dukh musul’manskogo prava. Usul al-fikkh [The spirit of Islamic law], Moscow; Saint-Petersburg: Dilya. (In Russian).

Wieacker F. (1995) A History of Private Law in Europe With Particular Reference to Germany, Weir T. (transl.), Oxford: Clarendon Press.

Winter M. (2009) Ottoman Legal Profession. In: Katz S.N. (ed.) The Oxford International Encyclopedia of Legal History, vol. 4, New York; Oxford: Oxford University Press, pp. 72–73.

Zweigert K., Koetz H. (2000) Vvedenie v sravnitel’noe pravovedenie v sfere chastnogo prava. Tom 1 [An introduction to comparative law. vol. 1], in 2 vols., Yu.M.Yumashev (transl.), Moscow: Mezhdunarodnye otnosheniya. (In Russian).